Classical guitar

A transcription can look deceptively simple on paper. The source has notes; the guitar has notes; move one set to the other and the work is done.

It never works like that.

The guitar has its own range, tuning and decay. A bass note that lasts comfortably on a keyboard may disappear too soon on six strings. A chord that fits under two hands may need to be spread, shortened or reordered. Two lines that are distinct in the source can collide under one left-hand finger. Even an unchanged pitch takes on a different character depending on which string carries it.

Arranging begins when literal transfer stops being possible. The arranger has to decide what the music cannot afford to lose.

The source is already more complicated than its label

Johann Sebastian Bach's BWV 997 is often called a lute suite. That description is convenient, but current source research is less tidy.

Bach Digital distinguishes a C-minor version, BWV 997.1, associated with keyboard or lute-harpsichord, from a later lute adaptation, BWV 997.2, whose authenticity is not secure. The earliest surviving copy of BWV 997.1 dates from about 1738–1741. That dates the source, not necessarily the exact moment of composition.

This matters because a guitar arrangement is sometimes presented as if the music were simply returning to its original home. The modern classical guitar did not exist in Bach's lifetime, and the surviving evidence does not support such a simple journey. A guitarist is making a new instrumental reading of the piece.

Why Bach can work on guitar

The guitar gives each note a clear beginning. That plucked articulation can make rhythmic shape and contrapuntal entries easy to hear. A player can also change colour between strings or between the thumb and fingers, which helps separate voices even when they sit close together.

The same instrument creates the main problems. Notes decay quickly. The bass register is limited. Six strings must carry material that may have been written with a keyboard's wider range and more independent fingers in mind. A chord can be theoretically available but physically unconvincing because it interrupts the line before and after it.

A successful arrangement uses the guitar's clarity without pretending that the instrument can sustain and distribute voices like a keyboard.

Why the key matters

The Prelude from BWV 997 is in C minor. The guitar version discussed here places it in A minor.

Transposition is sometimes treated as a concession: the original key was too difficult, so the arranger chose an easier one. That misses the musical reason for the decision. On guitar, key determines which bass notes can ring as open strings, where melodic notes fall on the fingerboard, how long voices can overlap and whether a hand can move without cutting off a note that still belongs to the harmony.

A minor gives the instrument useful open A and E strings. These can support the harmonic structure while the left hand shapes upper voices. They can also create sympathetic resonance, so the instrument responds beyond the notes being actively played.

There is a cost. Open strings are less easy to colour and stop than fretted notes. They may continue into a harmony where they no longer belong. A resonant key therefore demands more damping, not less.

The best key is not automatically the one with the greatest number of open strings. It is the one in which the important voices can speak with the fewest damaging compromises.

Not every note has the same job

When all notes cannot remain exactly as written, the arranger needs a hierarchy.

A structural bass note may matter more than an inner note already implied by the harmony. A suspension needs enough duration for its tension and resolution to register. The top voice may need to remain in its original contour, even if an accompanying note has to move by an octave. In another passage, preserving the distance between voices may matter more than preserving their register.

These are musical decisions, not formatting decisions. Two arrangements can contain almost the same pitches and still produce a different sense of direction because they assign different weight and duration to those pitches.

This is why a useful guitar arrangement cannot be judged only by counting departures from the source. Literal accuracy can preserve notes while damaging voice-leading. A small octave displacement can sometimes preserve the function of a line more honestly.

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Fingering is part of the arrangement

On a keyboard, one pitch has one physical location. On guitar, the same pitch may be available on several strings.

Those alternatives do not sound identical. A note on a lower, thicker string often has a different attack and colour from the same note on a higher open string. One option may allow the previous note to continue ringing; another may make the next shift quieter. A fingering can clarify a voice, or it can break the phrase into a series of convenient hand positions.

For that reason, fingering belongs to the interpretation. It decides:

  • which notes overlap;
  • where the hand must release;
  • whether a melodic line stays on one string or changes colour;
  • which basses can continue beneath moving upper parts;
  • where an audible shift becomes part of the phrase.

The easiest fingering is sometimes the right one. Sometimes it solves the hand while weakening the music.

Resonance needs an editor

Guitarists often speak positively about resonance, but resonance is only useful while it supports the harmony.

The Prelude's arpeggiated writing can create the impression of continuity after individual notes have begun to fade. Open strings can strengthen that effect. If every available note is allowed to ring, however, one harmony leaks into the next and the counterpoint loses definition.

Damping is therefore part of the arrangement and the performance. The right-hand thumb can stop a bass string after its function has ended. A left-hand finger can release pressure or touch a string without producing a new note. Sometimes the cleanest solution is a fingering that prevents an unwanted resonance from beginning.

Careful releases keep the voices legible.

A listening guide to the Prelude

The arpeggios are the most obvious surface of the music, but they are not the whole texture. Listen underneath them.

First, follow the bass. Its direction reveals the harmonic movement more clearly than the repeated figuration above it. Then listen for upper notes that remain perceptually connected across changing arpeggio shapes. Inner suspensions are easier to notice when a note is allowed to resist the new harmony before resolving.

Also notice where the guitar sounds unusually full. That may come from an open string or from notes continuing across the beat. When the texture suddenly becomes clearer, a carefully stopped bass may be responsible.

The arrangement becomes audible as a sequence of choices: what continues, what changes colour, what moves register and what is deliberately released.

An arrangement makes an argument

A guitar arrangement cannot reproduce every physical property of its source. It proposes which parts of the music should remain central when the instrument changes.

In BWV 997, the task is not to make the guitar imitate a keyboard or an imagined Baroque lute. It is to preserve harmonic direction and the independence of the voices while accepting the guitar's shorter sustain, narrower bass and highly specific resonance.

That balance is never settled once and for all. Another arranger may choose a different key, redistribute a voice or favour a drier articulation. Comparing those solutions is one of the best ways to hear how much interpretation is already present before a performance begins.

Continue listening

Watch Silvan de Smit's classical guitar studio films, or read about guitar arrangements and transcription. For a question about an arrangement or recording project, use the contact page.

Sources and further reading